

.
 
Background and Issues for Congressional 
Oversight of ARRA Broadband Awards 
Lennard G. Kruger 
Specialist in Science and Technology Policy 
October 29, 2014 
Congressional Research Service 
7-5700 
www.crs.gov 
R41775 
 
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Background and Issues for Congressional Oversight of ARRA Broadband Awards 
 
Summary 
The American Recovery and Reinvestment Act (ARRA, P.L. 111-5) provided an 
unprecedented level of federal funding for broadband projects across the nation. These 
projects are intended to expand broadband availability and adoption in unserved and 
underserved areas, which in turn is believed to contribute to increased future economic 
development in those areas.  
The ARRA provided nearly $7 billion for broadband grant and loan programs to be administered 
by two separate agencies: the National Telecommunications and Information Administration 
(NTIA) of the Department of Commerce (DOC) and the Rural Utilities Service (RUS) of the U.S. 
Department of Agriculture (USDA). With the ARRA broadband projects awarded and now 
moving toward completion, the focus in Congress has shifted to oversight. NTIA and RUS are 
monitoring the awards to protect against waste, fraud, and abuse, and to ensure that each project 
reaches its promised milestones, goals, and outcomes. A key oversight role is played by the 
Offices of Inspector General in the DOC and the USDA, which are monitoring the projects for 
waste, fraud, and abuse, and are investigating specific complaints. Both NTIA and RUS have the 
authority to reclaim and recover awards (either for cause or in cases where awardees decide not to 
pursue the project) and return the deobligated funds to the U.S. Treasury. Meanwhile, all 
undisbursed federal funds for the ARRA broadband program will be returned to the Treasury on 
September 30, 2015. 
Congress plays an important oversight role. A number of committees, including the House 
Committee on Energy and Commerce; the House Committee on Agriculture; the Senate 
Committee on Commerce, Science, and Transportation; the Senate Committee on Agriculture, 
Nutrition, and Forestry; and the House and Senate Appropriations Committees have jurisdiction 
over the ARRA broadband programs in NTIA and RUS.  
As the ARRA broadband projects move toward completion, the primary issue for Congress is 
how to ensure that the money is being spent wisely and will most effectively provide broadband 
service to areas of the nation that need it most, while at the same time minimizing any 
unwarranted disruption to private sector broadband deployment. Congress will also be assessing 
how the broadband stimulus projects fit into the overall goals of the National Broadband Plan. 
 
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Contents 
Background ...................................................................................................................................... 1 
Where Is the Money Going? ............................................................................................................ 2 
Awards by State ......................................................................................................................... 2 
Awards by Entity Type .............................................................................................................. 2 
Awards by Project Type ............................................................................................................. 3 
Awards by Technology .............................................................................................................. 4 
Budgetary Profile ....................................................................................................................... 5 
What Is the Status of Oversight Activities? ..................................................................................... 5 
Reporting Requirements ............................................................................................................ 6 
Transparency ............................................................................................................................. 6 
Inspector General Reports ......................................................................................................... 6 
Program Evaluation ................................................................................................................... 7 
GAO Reporting ......................................................................................................................... 8 
Problems with Particular Awards ............................................................................................... 9 
Issues for Congress ........................................................................................................................ 10 
Congressional Oversight ......................................................................................................... 10 
Awards in Project Areas with Existing Broadband Service ..................................................... 12 
Funding for Oversight and Program Administration ............................................................... 15 
Stimulus Awards and the National Broadband Plan ................................................................ 15 
 
Tables 
Table 1. BTOP Awards by Grantee Entity Type ............................................................................... 2 
Table 2. BIP Infrastructure Awards by Entity Type ......................................................................... 3 
Table 3. BTOP Awards by Project Type ........................................................................................... 3 
Table 4. BIP Awards by Project Type .............................................................................................. 4 
Table 5. BTOP Infrastructure Awards by Type of Technology ........................................................ 4 
Table 6. BIP Infrastructure Awards by Type of Technology ............................................................ 5 
Table A-1. State-by-State Distribution of All BTOP, SBDD, and BIP Awards .............................. 17 
Table A-2. State-by-State Per Capita  Distribution of BTOP and BIP Awards .............................. 19 
 
Appendixes 
Appendix. ....................................................................................................................................... 17 
 
Contacts 
Author Contact Information........................................................................................................... 20 
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Background 
Signed into law on February 17, 2009, the American Recovery and Reinvestment Act (ARRA, 
P.L. 111-5) provided $7.2 billion for broadband grant and loan programs at the National 
Telecommunications and Information Administration (NTIA) of the Department of Commerce 
(DOC) and the Rural Utilities Service (RUS) of the U.S. Department of Agriculture (USDA).1 
The ARRA directed broadband grant and loan funding in the following way: 
•  $4.7 billion2 to NTIA/DOC for a broadband grant program including broadband 
infrastructure grants, grants for expanding public computer capacity, and grants 
to encourage sustainable adoption of broadband service. The NTIA grant 
program is called the Broadband Technology Opportunity Program (BTOP). 
•  $2.5 billion to RUS/USDA for broadband grants, loans, and loan/grant 
combinations. The law stated that 75% of the area to be served by an eligible 
project must be a rural area. The RUS broadband grant and loan program is 
called the Broadband Initiatives Program (BIP). 
Subsequently, P.L. 111-226, signed into law on August 10, 2010, rescinded $302 million of 
unobligated BTOP money from NTIA. 
There were two rounds of ARRA broadband funding. Both NTIA and RUS evaluated and scored 
each application based on the proposed project’s purpose, benefits, viability, budget, and 
sustainability. The ARRA mandated that all funding be obligated and awarded by September 30, 
2010, and as of October 1, 2010, all ARRA broadband funds were awarded.  
According to the 21st BTOP quarterly report, as of March 31, 2014, 27 BTOP grant projects were 
still active, while 198 projects had completed their project activities.3 According to the 
Government Accountability Office (GAO), as of June 2014, 32 BIP projects were under 
construction, 184 projects were partially operational, and 39 projects were complete. BIP projects 
must be fully complete by June 2015. For both BTOP and BIP, all projects will be closed out and 
unobligated funds returned to the U.S. Treasury on September 30, 2015.4  
                                                 
1 For more detailed information on the ARRA broadband programs, see CRS Report R40436, Broadband 
Infrastructure Programs in the American Recovery and Reinvestment Act, by Lennard G. Kruger, and CRS Report 
R41164, Distribution of Broadband Stimulus Grants and Loans: Applications and Awards, by Lennard G. Kruger. 
2 Of this total, the ARRA directed $350 million to NTIA for funding broadband data gathering and implementation of 
the State Broadband Data and Development Grant program. A small portion of this money was allocated to the Federal 
Communications Commission (FCC) for the purpose of preparing a National Broadband Plan.  
3 National Telecommunications and Information Administration, Broadband Technology Opportunities Program 
(BTOP) Quarterly Program Status Report, August 2014, p. 1, available at http://www.ntia.doc.gov/files/ntia/
publications/ntia_btop_21st_qtrly_report.pdf. 
4 U.S. Government Accountability Office, USDA Should Include Broadband Program’s Impact in Annual Performance 
Reports, GAO-14-511, June 2014, p. 12, available at http://www.gao.gov/assets/670/664129.pdf. 
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Where Is the Money Going? 
As of October 1, 2010, all BTOP and BIP awards were announced. In total, NTIA and RUS 
announced awards for 553 projects,5 constituting $7.465 billion in federal funding. This included 
233 BTOP projects (totaling $3.936 billion) and 320 BIP projects (totaling $3.529 billion).6 Of 
the $7.465 billion total announced, $6.273 billion was grant funding, and $1.192 billion was loan 
funding.  
Awards by State 
Table A-1 in the Appendix shows a state-by-state breakdown of BTOP and BIP funding, while 
Table A-2 shows per capita BTOP and BIP funding by state. Funding is associated with a state 
based on the service area covered by the project. For BTOP grants, amounts shown may include 
the NTIA-estimated per-state share of any awards that impact multiple states. 
Awards by Entity Type 
Table 1 and Table 2 show BTOP and BIP awards by the type of entity that received the awards. 
Most BTOP awards went to government entities (states and localities) and nonprofit 
organizations, while a quarter of awards went to for-profit entities. By contrast, the vast majority 
of BIP infrastructure awards (90%) went to for-profit corporations or cooperatives (primarily 
private telecommunications providers offering last-mile rural broadband service). 
Table 1. BTOP Awards by Grantee Entity Type 
Entity Type 
Number of Awards 
% of Total Awards 
Government 89 
38% 
Nonprofit 58 
25% 
For-Profit 55 
24% 
Higher Education 
25 
11% 
Tribe 6 
2% 
Total 233 
100% 
Source: Department of Commerce, National Telecommunications and Information Administration, The 
Broadband Technology Opportunities Program: Expanding Broadband Access and Adoption in Communities Across 
America, Overview of Grant Awards, December 14, 2010, p. 3, available at http://www.ntia.doc.gov/reports/2010/
NTIA_Report_on_BTOP_12142010.pdf. 
                                                 
5 This figure does not include BTOP’s State Broadband Data & Development (SBDD) grants (56 awards totaling $293 
million to each of the 50 states, territories, and the District of Columbia). SBDD grants fulfill the ARRA’s requirement 
that NTIA prepare a national broadband map. SBDD grants also support state efforts to foster efficient and creative use 
of broadband. 
6 The amount awarded by BIP exceeds the amount appropriated by ARRA because BIP awards consist partially of 
loans, which are subsidized by a comparatively smaller amount of budget authority. 
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Table 2. BIP Infrastructure Awards by Entity Type 
Number of 
Total Grant 
Total Loan 
Total Award 
Entity Type 
Awards 
($millions) 
($millions) 
($millions) 
For-Profit 
202 1,183  544 1,727 
Corporation 
Cooperative or 
65 740 486 
1,226 
Mutual 
Public 
Entity 
13 209 123 332 
Nonprofit 
8 67 20 87 
Corporation 
Indian 
Tribe 
9 34 17 51 
Total 
297 2,233 1,191 3,425 
Source: U.S. Department of Agriculture, Rural Utilities Service, December 27, 2010 RUS Quarterly ARRA Report, 
p. 5, available at http://www.rurdev.usda.gov/supportdocuments/BIPQuarterlyReport_12-10.pdf. 
Awards by Project Type 
Table 3 and Table 4 provide breakdowns of BTOP and BIP awards by project type. Most of the 
BTOP infrastructure projects were for “middle mile”—that is, a broadband infrastructure project 
that does not predominantly provide broadband service to end users or to end-user devices, and 
may include interoffice transport, backhaul, Internet connectivity, or special access. In contrast, 
most BIP awards were for “last-mile” projects, which is any infrastructure project the 
predominant purpose of which is to provide broadband access to end users or end-user devices.  
Table 3. BTOP Awards by Project Type 
Percentage of 
Percentage of 
Total 
Total Grant 
Number of 
Grant funding 
Number of 
Funding 
 
Grants 
awarded 
Grants 
Awarded 
Infrastructurea 123 $3.46 
billion 53%  88% 
Public Computer 
66 $201 
million 28% 
5% 
Centers 
Sustainable 
44 $250.7 
million 19% 
6% 
Broadband 
Adoption 
Total 233 
$3.94 
billion 
100% 
100% 
Source: Department of Commerce, National Telecommunications and Information Administration, The 
Broadband Technology Opportunities Program: Expanding Broadband Access and Adoption in Communities Across 
America, Overview of Grant Awards, December 14, 2010, p. 3, available at http://www.ntia.doc.gov/reports/2010/
NTIA_Report_on_BTOP_12142010.pdf. 
a.  The Infrastructure projects include seven grants totaling approximately $382 million for projects to deploy 
public safety broadband networks. 
  
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Table 4. BIP Awards by Project Type 
Number of 
Grants 
Loans 
Total Awards 
 
Projects 
($millions) 
($millions) 
($millions) 
Last Mile 
285 
2,142 
1,110 
3,253 
Middle 
Mile 
12 91 82 173 
Satel ite 4 
100 
0 
100 
Technical 
19 3 0 3 
Assistance 
Total 
320 2,337 1,191 3,529 
Source: U.S. Department of Agriculture, Broadband Initiatives Program, Awards Report, Advancing Broadband: A 
Foundation for Strong Rural Communities, January 2011, p. 2, available at http://www.rurdev.usda.gov/
supportdocuments/RBBreport_V5ForWeb.pdf. 
Awards by Technology 
Deployment of broadband infrastructure can encompass a number of different types of 
technologies, including fiber, wireless, cable modem, digital subscriber line (DSL), satellite, and 
others. Table 5 and Table 6 show the types of technologies that are being deployed by funded 
BTOP and BIP infrastructure projects. Most BTOP projects (92%) are either fiber or fiber in 
tandem with wireless technology. This reflects the fact that most BTOP projects are middle mile. 
Table 5. BTOP Infrastructure Awards by Type of Technology 
Number of 
Percentage of total 
awarded 
infrastructure 
Technology 
projects 
projects 
Fiber 89 
 
72% 
Fiber and Wireless 
24 
20% 
Wireless 10 
8% 
Total 123 
100% 
Source: Department of Commerce, National Telecommunications and Information Administration, The 
Broadband Technology Opportunities Program: Expanding Broadband Access and Adoption in Communities Across 
America, Overview of Grant Awards, December 14, 2010, p. 3, available at http://www.ntia.doc.gov/reports/2010/
NTIA_Report_on_BTOP_12142010.pdf. 
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Table 6. BIP Infrastructure Awards by Type of Technology 
Percentage of 
Number of 
Total 
Awarded 
Infrastructure 
Technology 
Projects 
Projects 
Wireline 213 
72% 
Wireless 51 
17% 
Wireless/Wireline 33 
11% 
Total 297 
100% 
Source: U.S. Department of Agriculture, Broadband Initiatives Program, Awards Report, Advancing Broadband: A 
Foundation for Strong Rural Communities, January 2011, p. 4, available at http://www.rurdev.usda.gov/
supportdocuments/RBBreport_V5ForWeb.pdf. 
Budgetary Profile 
Under the ARRA, a total of $4.4 billion was appropriated to NTIA for BTOP, and $2.5 billion 
was appropriated to RUS for BIP. The ARRA specified that all funds for BTOP and BIP were to 
be obligated by September 30, 2010.  
According to Recovery.gov, the federal website that provides access to ARRA spending, NTIA 
has obligated $4.126 billion for BTOP projects (including funding for broadband mapping and 
pass-through money to the FCC for the National Broadband Plan), with the remainder being 
administrative costs or deobligated funding returned to the U.S. Treasury from returned projects. 
Because funded projects receive money incrementally as they reach prescribed milestones, the 
total outlay level (money actually paid out) is lower, at $3.55 billion as of March 31, 2014.7 
For BIP, the total obligation level is $3.1 billion, which represents $2.2 billion in budget authority. 
The obligation level is higher than the budget authority because BIP awards consist partially of 
loans, with loans being subsidized by a comparatively smaller amount of budget authority. The 
outlay level for BIP is $2.345 billion as of June 30, 2014.8 
What Is the Status of Oversight Activities? 
With the awards phase completed, the focus has shifted to oversight and monitoring of funded 
projects. For each project, federal funds are drawn down incrementally as various milestones are 
reached (for example, meeting environmental and historic preservation requirements, resolving 
rights of way issues, arriving at various phases of construction, etc.). Recipients and subrecipients 
are monitored by agency staff to ensure that project goals, performance, timelines, milestones, 
budgets, and other requirements are being met. In cases where NTIA or RUS detects waste, fraud, 
                                                 
7 National Telecommunications and Information Administration, Broadband Technology Opportunities Program 
(BTOP) Quarterly Program Status Report, August 2014, p. 3, available at http://www.ntia.doc.gov/files/ntia/
publications/ntia_btop_21st_qtrly_report.pdf. 
8 U.S. Department of Agriculture, Rural Utilities Service, Broadband Initiatives Program Quarterly Report as of 
6/30/14, p. 2, available at http://www.rurdev.usda.gov/Reports/RUS_BIPStatus_Report_Q2_2014.pdf. 
 
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or abuse, or where it is determined that the awardee is not fulfilling the terms of the award 
conditions, the agencies have the authority to take back the funding (deobligate) and return the 
money to the U.S. Treasury.  
Reporting Requirements 
The ARRA directed that all award recipients file quarterly and annual reports with the 
corresponding funding agency. Reports provide detailed financial and project deployment 
information. NTIA is mandated by ARRA to report every 90 days on the status of BTOP to the 
House and Senate Appropriations Committees, the House Committee on Energy and Commerce, 
and the Senate Committee on Commerce, Science and Transportation.9 The ARRA required the 
Secretary of Agriculture to submit a report to the House and Senate Appropriations Committees 
on planned spending and actual obligations, describing the use of ARRA funds for the RUS 
broadband programs, not later than 90 days after enactment, and quarterly thereafter until all 
funds were obligated.10  
Transparency 
As directed by the ARRA, NTIA maintains a publicly available website that provides, for each 
BTOP grant, detailed project descriptions, all quarterly progress reports from the recipient to 
NTIA, all official award documentation (including the project application), and environmental 
documents.11 By contrast, RUS provides only brief (single-paragraph) project summaries for each 
award.12 The ARRA did not contain any specific transparency mandates for the BIP/RUS 
program. 
Inspector General Reports 
To date, the Office of Inspector General (OIG) at the Department of Commerce has issued a 
series of audits and reports on BTOP.13 On June 25, 2014, OIG released an audit of BTOP’s 
inventory of excess equipment.14 OIG also examined BTOP closeout procedures to determine 
whether adequate closeout policies and procedures are being established.15  
According to DOC Inspector General Todd Zinser, five issues must be addressed by NTIA over 
the life of the program: whether slow awardee spending could result in unfinished grant projects, 
additional monitoring of equipment procurement, awardee grant match documentation, the need 
                                                 
9 NTIA Quarterly Status Reports on BTOP are available at http://www2.ntia.doc.gov/BTOP-Reports#quarterly. The 
most recent report (the 21st Quarterly Status Report) was released on October 3, 2014.  
10 BIP quarterly reports are available at http://www.rurdev.usda.gov/UTP_BIPResources-Docs.html#congress. The 
most recent report was released on December 27, 2010. 
11 All of this information is available at http://www2.ntia.doc.gov/awards. 
12 Available at http://www.rurdev.usda.gov/supportdocuments/Round1and2%20Awardees.pdf. 
13 For a complete list, see Testimony of Ann C. Eilers, Principal Assistant Inspector General for Audit and Evaluation, 
U.S. Department of Commerce, before the House Subcommittee on Communications and Technology, Committee on 
Energy and Commerce, February 27, 2013, pp. 19-22, available at http://docs.house.gov/meetings/IF/IF16/20130227/
100331/HHRG-113-IF16-Wstate-EilersA-20130227.pdf.  
14 See http://www.oig.doc.gov/OIGPublications/OIG-14-023-A.pdf. 
15 See http://www.oig.doc.gov/OIGPublications/OIG-14-010-A.pdf. 
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to assess the impact that the recently established FirstNet program may have on existing BTOP 
public safety projects, and concerns over funding questions about 2013 and beyond related to 
BTOP oversight.16 
Until 2011, the USDA OIG had not reviewed the BIP program, instead leaving that review to the 
Government Accountability Office (GAO).17 OIG has previously reviewed (in 2005 and 2009) the 
existing RUS Rural Broadband Access Loan and Loan Guarantee Program and made a number of 
criticisms, primarily that too many loans were made in areas with preexisting broadband service 
and in areas that were not sufficiently rural.  
The first USDA OIG audit of BIP was released on March 29, 2013.18 Based on a review of 86 
approved BIP applications, OIG found that RUS complied with Recovery Act provisions with 
respect to program implementation, and that RUS addressed previous GAO audit 
recommendations. OIG also found that funded projects sometimes overlapped preexisting RUS-
subsidized providers and that 10 projects, totaling over $91 million, were funded even though 
they would not be completed within the three-year time frame that had been established by RUS. 
OIG also found that RUS could have focused the BIP program more exclusively on rural 
residents without broadband access. 
The second audit assessed RUS controls over BIP awardees’ fulfillment of their grant and 
grant/loan agreements and was released on August 22, 2013.19 OIG found that BIP performance 
measures do not effectively show BIP outcomes, that there were grant award components in 
excess of the 75% cap, and that BIP funds were not always proportionally advanced. 
Program Evaluation  
There is another question separate from how effectively the broadband awards are being managed 
by the agencies and implemented by the recipients: how effective overall are the ARRA 
broadband programs in meeting the goals of providing broadband service to unserved and 
underserved areas, increasing broadband adoption levels, and generally contributing to the 
nation’s economic development? Both NTIA and RUS have released estimates of jobs directly 
created, miles of broadband network deployed, number of homes connected, and other 
measures.20 
                                                 
16 Testimony of the Honorable Todd J. Zinser, Inspector General, U.S. Department of Commerce, before the House 
Subcommittee on Communications and Technology, Committee on Energy and Commerce, May 16, 2012, pp. 3-15, 
available at http://energycommerce.house.gov/sites/republicans.energycommerce.house.gov/files/Hearings/CT/
20120516/HHRG-112-IF16-Wstate-ZinserT-20120516.pdf. 
17 See Statement of Mark L. Goldstein, Director, Physical Infrastructure Issues, Government Accountability Office, 
Broadband Programs Awards and Risks to Oversight, before the House Subcommittee on Communications and 
Technology, Committee on Energy and Commerce, February 10, 2011, available at http://www.gao.gov/assets/130/
125463.pdf. 
18 U.S. Department of Agriculture, Office of Inspector General, American Recovery and Reinvestment Act of 2009—
Broadband Initiatives Program—Pre-Approval Controls, Audit Report 09703-0001-32, March 2013, available at 
http://www.usda.gov/oig/webdocs/09703-0001-32.pdf. 
19 U.S. Department of Agriculture, Office of Inspector General, American Recovery and Reinvestment Act of 2009—
Broadband Initiatives Program—Post-Award Controls, Audit Report 09703-0002-32, August 2013, available at 
http://www.usda.gov/oig/webdocs/09703-0002-32.pdf. 
20  National Telecommunications and Information Administration, Broadband Technology Opportunities Program 
(BTOP) Quarterly Program Status Report, August 2014, p. 2, available at http://www.ntia.doc.gov/files/ntia/
(continued...) 
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Evaluating the overall performance and impact of broadband programs is complex. Not only must 
the validity of the agency estimates be assessed, it is also necessary to take into account 
broadband deployment that might have occurred without federal funding. Additionally, 
calculating the overall economic impact of broadband deployment on a region must account for a 
variety of outside factors that may not necessarily be associated with the deployment of 
broadband. 
On September 20, 2010, NTIA awarded a $5 million, four-year contract to Potomac, MD-based 
ASR Analytics to measure the impact of BTOP grants on broadband availability and adoption and 
on economic and social conditions in areas served by grantees.21 Funding for the award was 
obtained through the Department of Interior’s National Business Center. According to NTIA, the 
study “will result in reports and case studies to help inform the government on the economic 
impact of BTOP grant funding, as well as identify factors influencing performance and impact 
that can be used to inform future private and/or public sector investments.”22  
On October 15, 2012, ASR Analytics submitted the Interim Report 1, based on two site visits to 
eight Public Computer Centers (PCCs) and seven Sustainable Broadband Adoption (SBA) 
projects. The initial finding is that BTOP investments have begun to demonstrate progress. The 
broadband adoption study will focus on workforce and economic development, education and 
training, health care, quality of life/civic engagement, and digital literacy. ASR revisited the PCC 
and SBA sites in early 2013 in order to assess their ongoing progress. In the fall of 2013, ASR 
conducted site visits at 12 BTOP infrastructure projects. A final report is due to be delivered in 
2014 that will quantitatively and qualitatively measure the economic and social impact of the 
BTOP grants.23  
Notwithstanding NTIA and RUS efforts to assess the economic impacts of their programs, it is 
likely that policy makers will seek independent evaluations that assess the long-term effects of 
ARRA broadband programs on jobs, economic growth, and prosperity. 
GAO Reporting 
The Recovery Act required GAO to examine the use of Recovery Act funds and to report on the 
quarterly estimates of jobs funded. As part of this mandate, a September 2012 GAO report found 
that data limitations “make it difficult to fully measure the effect of BTOP and BIP on expanding 
access to adoption of broadband.”24 In particular, GAO recommended that “RUS take steps to 
                                                                  
(...continued) 
publications/ntia_btop_21st_qtrly_report.pdf. Also see U.S. Department of Agriculture, Rural Utilities Service, 
Broadband Initiatives Program Quarterly Report as of 6/30/14, p. 3, available at http://www.rurdev.usda.gov/Reports/
RUS_BIPStatus_Report_Q2_2014.pdf. 
21 “BIP Disbursements Totaled $3.5 Billion: Metrics Concerns Expressed,” Communications Daily, October 21, 2010. 
22 BTOP Quarterly Program Status Report, November 2010, p. 7, available at http://ntia.doc.gov/recovery/BTOP/
BTOP_QuarterlyReport_11172010.pdf. 
23 National Telecommunications and Information Administration, Progress Towards BTOP Goals: Interim Report on 
PCC and SBA Case Studies, October 15, 2012, pp. 1-3, available at http://www.ntia.doc.gov/files/ntia/publications/
asr_interim_report_1_order_number_d10pd18645_-_submitted_on_2012-10-15.pdf. 
24 U.S. Government Accountability Office, Broadband Programs Are Ongoing, and Agencies’ Efforts Would Benefit 
from Improved Data Quality, GAO-12-937, September 2012, p. i, http://www.gao.gov/assets/650/648355.pdf. 
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improve the quality of its data on the number of fiber miles and wireless access points created by 
BIP projects.”25 
A subsequent GAO report released in June 2014 identified concerns over adequate staffing to 
provide adequate oversight of BIP projects not yet completed and closed out. The GAO report 
also found that USDA’s annual performance reports don’t track BIP performance against a related 
goal.26  
Problems with Particular Awards 
With over 550 broadband awards announced, it is to be expected that there will be instances 
where recipients may decide to decline or return the award, where DOC or USDA may decide to 
suspend or revoke the award, or where formal complaints may be filed with the DOC or USDA 
Inspectors General.  
Of the 320 awards originally announced, RUS has rescinded 42 BIP awards totaling $325 million 
returned to the U.S. Treasury.27 Of the 233 original BTOP awards, nine awards (totaling $183 
million) have been rescinded.28 
Meanwhile, the following includes specific complaints or issues with BTOP or BIP projects that 
have been publicly reported: 
•  A $50 million BTOP grant to construct the San Francisco Bay Area Wireless 
Enhanced Broadband (BayWEB) project has been the subject of an inquiry by 
the Department of Commerce Office of the Inspector General. The IG examined 
the procedures followed by NTIA in reviewing an initial complaint by the County 
of Santa Clara and City of San Jose and found that there were misrepresentations 
in the project application regarding project readiness and governance.29 
•  In response to a request from a congressional request to review the BTOP grant 
awarded to the state of West Virginia, the DOC Office of the Inspector General 
found that the grantee had not demonstrated that BTOP funds for purchasing 
routers were spent cost effectively, had not effectively managed and tracked 
router inventory, and did not administer agreements with community anchor 
institutions for the receipt of federal property.30 
                                                 
25 Ibid. 
26 U.S. Government Accountability Office, USDA Should Include Broadband Program’s Impact in Annual 
Performance Reports, GAO-14-511, June 2014, pp. 16, 21, http://www.gao.gov/assets/670/664129.pdf. 
27 Rural Utilities Service, Status of Broadband Initiatives Program as of 8/26/13, available at 
http://www.rurdev.usda.gov/Reports/utpRUSBIPStatusReport_Q32013.pdf. 
28 Eighteenth BTOP Quarterly Progress Status Report, September 2013, p. 1, available at http://www.ntia.doc.gov/
files/ntia/publications/ntia_btop_18th_quarterly_report.pdf. 
29 See http://www.oig.doc.gov/OIGPublications/OIG-11-024-I.pdf. 
30 Testimony of Ann C. Eilers, Principal Assistant Inspector General for Audit and Evaluation, U.S. Department of 
Commerce, before the House Subcommittee on Communications and Technology, Committee on Energy and 
Commerce, February 27, 2013, p. 9, available at http://docs.house.gov/meetings/IF/IF16/20130227/100331/HHRG-
113-IF16-Wstate-EilersA-20130227.pdf. 
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•  A complaint was filed with RUS calling for an investigation and suspension of a 
$66.4 million award ($56.4 million loan, $9.9 million grant) to Lake County, 
MN, for construction of the Lake County Fiber Network. The complaint, filed by 
Mediacom, alleges that the project lacks the financial viability to repay the loan 
and that Lake County lacks the legal authority to build the network.31  
•   A $100 million BTOP project in Colorado, called EAGLE-Net, has been 
criticized for program waste and overbuilding.32 The project had been suspended 
by NTIA in December 2012 due to problems meeting environmental 
requirements and was resumed in May 2013. Meanwhile, the DOC Office of the 
Inspector General included the EAGLE-Net project in an audit of BTOP 
programs.33 
Issues for Congress 
The 113th Congress played an important oversight role. A number of committees—including the 
House Committee on Energy and Commerce; the House Committee on Agriculture; the Senate 
Committee on Commerce, Science, and Transportation; the Senate Committee on Agriculture, 
Nutrition, and Forestry; and the House and Senate Appropriations Committees—continue to 
monitor the ARRA broadband programs in NTIA and RUS. 
Congressional Oversight 
The House Subcommittee on Communications and Technology has held four hearings 
specifically focusing on BTOP and BIP. The first hearing, held on February 10, 2011, heard 
testimony from the Inspectors General of the Departments of Commerce and Agriculture. The 
second hearing, held on April 1, 2011, heard testimony from the Administrators of NTIA and 
RUS. The third hearing, held on May 16, 2012, heard testimony from the Administrators of NTIA 
and RUS and from the Offices of the Inspector General of the Departments of Commerce and 
Agriculture. The fourth hearing, held on February 27, 2013, heard testimony from NTIA and 
RUS, the DOC Office of the Inspector General, and from public witnesses. 
In the 112th Congress, referring to the facts that a fraction of BTOP and BIP obligated funds had 
as yet been spent (as outlays), that the OIGs of both Commerce and Agriculture planned on 
investigating complaints about individual awards as they arise (or had already arisen), and that 
awards had already been returned by awardees, Subcommittee Chairman Walden cited the need 
for legislation, stating that “it is logical to expect that issues of fraud, waste, and abuse will start 
popping up now that the money is beginning to flow.”34 On April 5, 2011, the full committee 
                                                 
31 “Minnesota Stimulus Project Under Attack,” Communications Daily, March 17, 2011. 
32 Edward Wyatt, “Waste Is Seen in Program to Give Internet Access to Rural U.S.,” New York Times, February 11, 
2013, available at http://www.nytimes.com/2013/02/12/technology/waste-is-seen-in-program-to-give-internet-access-
to-rural-us.html. 
33 See http://www.oig.doc.gov/OIGPublications/OIG-14-011-M.pdf. 
34 Opening Statement of Chairman Greg Walden, Communications and Technology Subcommittee Hearing on H.R. __, 
a Bill to Clarify NTIA and RUS Authority to Return Reclaimed Stimulus Funds to the U.S. Treasury, April 1, 2011, 
available at http://republicans.energycommerce.house.gov/Media/file/Hearings/Telecom/040111/
WaldenHEARINGOpening.pdf. 
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approved legislation, introduced by Representative Bass as H.R. 1343, which contained the 
following provisions: 
•  NTIA and RUS were directed to take prompt and appropriate action to terminate 
for cause any BTOP or BIP award; cause may include an insufficient level of 
performance, wasteful spending, or fraudulent spending. 
•  Whether reclaimed by the agency for cause or returned voluntarily by the 
awardee, upon terminating an award NTIA or RUS was directed to immediately 
deobligate an amount equivalent to the award, less allowable costs, and return the 
money to the U.S. Treasury within 30 days. 
•  If NTIA or RUS receives information from the OIG of the Department of 
Commerce or the U.S. Department of Agriculture, or the Comptroller General of 
the United States, pertaining to material noncompliance or improper usage of 
award funds, the agencies shall decide within 30 days whether to terminate the 
award unless the official providing the information recommends that NTIA or 
RUS not make such a determination. 
•  When NTIA or RUS consider terminating an award, they shall, within three days, 
notify congressional committees of their determination and any action taken as a 
result of the determination, or why no action was necessary; in cases where a 
determination is made not to terminate the award, the notification can be made on 
a confidential basis.  
While RUS and NTIA (as well as minority Members on the Energy and Commerce Committee) 
supported H.R. 1343, they asserted that existing statute already required the agencies to return 
unused funds to the U.S. Treasury35 and to take steps against waste, fraud, and abuse. The Energy 
and Commerce Committee majority argued that the legislation would add another level of 
required reporting, establish formal timelines for agencies to respond to IG reports, and remove 
all ambiguity related to the requirement that agencies return unused funds to the U.S. Treasury. 
H.R. 1343 was also referred to the House Committee on Agriculture, which subsequently 
discharged the bill on September 29, 2011.  
H.R. 1343 was reported by the Committee on House Energy and Commerce (H.Rept. 112-228) on 
September 29, 2011. On October 5, 2011, H.R. 1343 was considered by the House under 
suspension of the rules and passed by voice vote.  
Also on October 5, 2011, a substantially identical bill, S. 1659, was introduced into the Senate by 
Senator Ayotte and referred to the Committee on Commerce, Science, and Transportation. 
                                                 
35 According to NTIA Administrator Lawrence Strickling at the April 1 hearing, “NTIA’s authority to make new BTOP 
grant awards expired on September 30, 2010, and, to the extent there were any unobligated BTOP funds as of 
September 30, those funds expired and became unavailable at that time. Moreover, should any funds be deobligated in 
the future, the Pay It Back Act (Title XIII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, P.L. 
111-203), enacted in July 2010, requires NTIA to return withdrawn or recaptured BTOP or SBDD grant funds to the 
Treasury promptly and to return any remaining unobligated balances to the Treasury as of January 1, 2013.” 
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Awards in Project Areas with Existing Broadband Service  
One of the ongoing concerns expressed by some Members of Congress is the extent to which 
grants and loans have been awarded to projects serving areas that may already have existing 
providers offering broadband service.36 While the ARRA statute does not explicitly address the 
issue of existing providers, the law does direct RUS and NTIA to favor projects proposing to 
serve areas that have limited or no broadband service. For example, the ARRA specified that at 
least 75% of the area to be served by a RUS BIP project shall be in a rural area “without sufficient 
access to high-speed broadband service to facilitate economic development, as determined by the 
Secretary of Agriculture,” and that priority shall be given to “projects that provide service to the 
highest proportion of rural residents that do not have access to broadband service.” 
Regarding NTIA’s BTOP program, the ARRA stated that the purpose of the program is to 
“provide access to broadband service to consumers residing in unserved areas of the United 
States” and to “provide improved access to broadband service to consumers residing in 
underserved areas of the United States.” At the same time, the ARRA directed NTIA to give 
higher consideration to projects that would increase affordability, subscribership, and broadband 
speeds to the greatest population of users in the area. 
Thus, RUS and NTIA had some degree of flexibility in how to implement the grant and loan 
programs and how to define project eligibility with respect to the level of existing broadband 
service in proposed project areas. In the first-round Notice of Funds Availability (NOFA),37 both 
NTIA and RUS used the same definition of unserved and underserved areas. Eligible “unserved 
areas” were defined as areas where at least 90% of households lacked access to terrestrial 
broadband service. Eligible “underserved areas” for last-mile projects were defined as areas in 
which at least one of the following factors was met:  
•  no more than 50% of the households in the proposed funded service area have 
access to facilities-based, terrestrial broadband service at greater than the 
minimum broadband transmission speed;  
•  no broadband service provider advertises broadband transmission speeds of at 
least 3 megabits per second (Mbps) downstream; or  
•  the rate of broadband subscribership for the proposed funded service area is 40% 
of households or less.  
Additionally, a proposed funded service area would qualify as underserved for middle-mile 
projects if one interconnection point terminated in a proposed funded service area that qualified 
as unserved or underserved for last-mile projects. For first-round BIP projects only, an additional 
project category called “Remote Area” was defined as an unserved, rural area 50 miles from the 
limits of a nonrural area. 
In the second-round NOFAs (separate NOFAs were issued by RUS38 and NTIA39 respectively), 
the characterization of eligible project areas was altered. BIP projects were required to cover an 
                                                 
36 Grant Gross, “US Lawmakers Question Use of Broadband Stimulus Funds,” PC World, March 4, 2010. 
37 Department of Agriculture and Department of Commerce, “Broadband Initiatives Program; Broadband Technology 
Opportunities Program; Notice,” 74 Federal Register 33104-33134, July 9, 2009. 
38 Department of Agriculture, Rural Utilities Service, “Broadband Initiatives Program,” 75 Federal Register 3820-
3837, January 22, 2010. 
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area that was at least 75% rural and that did not have high speed access broadband service at the 
rate of 5 Mbps (upstream and downstream combined) in at least 50% of its area. Regarding BTOP 
projects (which in the second round were exclusively oriented toward large middle-mile projects 
called Comprehensive Community Infrastructure or CCI), virtually all proposed service areas 
were considered eligible, with the understanding that during the application evaluation, factors 
such as unserved and underserved areas, remoteness, and delivered speed would be considered. 
In order to help assess the level of existing broadband service in proposed BIP and BTOP 
projects, RUS and NTIA established a process whereby existing providers were given 30 days to 
file a Public Notice Response (PNR) for each broadband infrastructure application received by 
the agencies. In the PNR, existing providers had the opportunity to indicate if they were already 
providing broadband service in each and any of the service areas within the proposed project area, 
and if they believed that the proposed project area did not meet the threshold of being unserved or 
underserved. In round one, based on their assessment of the public notice response from the 
existing service provider, the agencies could either reclassify the application from “unserved” to 
“underserved,” reject the application, or continue to consider the application as it was submitted. 
In round two, RUS stated that existing service providers were not required to provide a PNR, but 
they must do so in order for their existing services to be considered when determining the 
eligibility of the proposed funded service areas identified in the associated BIP application.  
While the presence of a PNR likely indicates that an existing service provider is offering some 
level of broadband service somewhere within the proposed project area, it does not necessarily 
mean that the area is not unserved or underserved or that the existing service provider is 
providing adequate broadband service in terms of such factors as coverage, affordability, or 
speed. On the other hand, the lack of a public notice response does not necessarily indicate the 
absence of an existing service provider within the proposed service area; rather an existing 
service provider might simply have declined to file a public notice response within the 30-day 
period. 
Based on the PNR data provided in the BroadbandUSA Applications Database and the Round 
Two Application Directory,40 about two-thirds of awarded BIP projects already had some level of 
existing broadband service, and three-quarters of the awarded BIP money went to projects with at 
least one existing provider somewhere within the project area. Many of the awarded projects 
received more than one PNR. 
In Round One, BTOP and BIP used the same methodology for collecting PNRs. Of the 48 BTOP 
applications that received awards in Round One, 5 had zero PNRs submitted. Thus, 90% of 
awarded BTOP infrastructure projects received one or more PNRs in Round One. The high 
percentage is not surprising, given that most BTOP infrastructure projects are middle-mile 
projects (85% of total BTOP infrastructure projects), which cover a significantly larger project 
area than last-mile projects.  
In Round Two, NTIA significantly changed the methodology for collecting PNRs. NTIA posted a 
list of 69,880 Census block groups or tracts that each Round Two Comprehensive Community 
                                                                  
(...continued) 
39 Department of Commerce, National Telecommunications and Information Administration, “Broadband Technology 
Opportunities Program,” 75 Federal Register 3792-3820, January 22, 2010. 
40 See http://ssl.ntia.doc.gov/broadbandgrants/applications/search.cfm. 
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Infrastructure (CCI) applicant proposed to serve through its project. The posting of this 
information initiated a window for existing broadband service providers to submit information 
about the broadband services they currently offer in their respective service territories by Census 
block group or tract. Census block group or tract numbers are not listed according to specific 
applications, and NTIA stated that they would connect challenges from service providers to the 
proposed service areas of relevant Round Two CCI applications. In total, 391 existing broadband 
providers filed PNRs in Round Two.41 
The presence of an existing broadband provider in a project’s proposed service area was one of 
many factors RUS and NTIA considered when deciding whether to fund an application. In the 
case of some “unserved” areas, it was possible that there could be at least one existing provider 
present, and in the case of “underserved areas” it was a certainty that one or more existing 
broadband providers would be present in the proposed service area. Thus, PNRs were one, but by 
no means the only, tool used by RUS and NTIA to assess the level of existing broadband service 
in proposed project areas. Agencies also used available broadband deployment data and analysis 
gathered by the FCC, the states, and others.42 Where feasible, RUS also relied on regional USDA 
rural development staff to assess the adequacy of broadband service in proposed project areas. 
Finally, other factors were considered when assessing the existing broadband service in a 
proposed project area—factors such as affordability, quality of service, available download and 
upload speeds, and adoption rates. 
The issue of providing federal funding to areas and communities with existing providers is 
controversial and has been previously raised with respect to the RUS Rural Broadband Access 
Loan and Loan Guarantee Program.43 Broadband awards to areas with preexisting service—that 
is, areas where existing companies already provide some level of broadband—have sparked 
controversy because award recipients might compete to some extent with other companies 
already providing broadband service. On the one hand, one could argue that the federal 
government should not be subsidizing competitors for broadband service, particularly in sparsely 
populated rural markets which may be able only to support one provider. Furthermore, providing 
grants and loans for projects serving communities with preexisting broadband service may divert 
assistance from unserved areas that are most in need.  
On the other hand, many suburban and urban areas currently receive the benefits of competition 
among broadband providers—competition which can potentially drive down prices while 
improving service and performance. It is therefore appropriate, others have argued, that rural 
areas also receive the benefits of competition, which in some areas may not be possible without 
federal financial assistance. It is also argued that it may not be economically feasible for 
applicants to serve sparsely populated unserved communities unless they are permitted to also 
serve more lucrative areas that may already have existing providers. Additionally, it is argued that 
middle-mile broadband facilities, which are primarily being constructed under BTOP, can in some 
cases serve to assist existing providers to more economically serve unserved communities. 
                                                 
41 Available at http://www2.ntia.doc.gov/archives#responses. 
42 The National Broadband Map—which is based on data gathered by the State Broadband Data and Development 
Grant Program—was released on February 17, 2011. Thus, the map and data were not available until after the BTOP 
and BIP awards were determined by NTIA and RUS.  
43 See CRS Report RL33816, Broadband Loan and Grant Programs in the USDA’s Rural Utilities Service, by Lennard 
G. Kruger. 
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Funding for Oversight and Program Administration 
In addition to issuing BTOP and BIP awards, both NTIA and RUS must oversee and administer 
those awarded projects as they progress toward completion. In FY2009 and FY2010, NTIA 
administration of the BTOP program was funded by the ARRA, which allocated not more than 
3% of BTOP funding for administrative costs. With that funding expiring on September 30, 2010, 
NTIA sought additional administrative funding in the appropriations process. NTIA argued that 
additional appropriations were essential to enable oversight and management of the grants that 
had been awarded. Beginning with its FY2011 budget proposal, the Administration has requested 
and received additional appropriations (typically in the range of $20 to $30 million each fiscal 
year) necessary for NTIA administration and oversight of BTOP grants.  
In contrast to NTIA, RUS has not requested additional appropriations to manage the BIP 
program. According to the Government Accountability Office (GAO), RUS used Recovery Act 
funds to fully fund a contract extension with ICF International to provide BIP program support 
through 2013.44 
Stimulus Awards and the National Broadband Plan 
As mandated by the ARRA, the National Broadband Plan (NBP) was released by the FCC on 
March 17, 2010.45 The NBP set a broadband availability goal46 that “every American should have 
affordable access to robust broadband service, and the means and skills to subscribe if they so 
choose,” and cited a “broadband availability gap” of 14 million people in the United States living 
in 7 million housing units that do not have access to terrestrial broadband infrastructure capable 
of download speeds of at least 4 Mbps.47 The FCC estimated that $24 billion in additional funding 
would be necessary to fill what it refers to as the “broadband availability gap.”48 
As provided for in the ARRA, BTOP and BIP are one-time-only programs, and are but one 
component in any strategy to reach ubiquitous nationwide broadband availability. According to 
the National Broadband Plan: 
BTOP and BIP alone will not be sufficient to close the broadband availability gap. Other 
government support is required to complete the task of connecting the nation to ensure that 
broadband reaches the highest-cost areas of the country. Closing the broadband availability 
gap and connecting the nation will require a substantial commitment by states and the federal 
government alike. This commitment must include initial support to cover the capital costs of 
building new networks in areas that are unserved today, as well as ongoing support for the 
operation of newly built networks in areas where revenues will be insufficient to cover 
ongoing costs.49 
                                                 
44 Statement of Mark L. Goldstein, Government Accountability Office, Testimony before the House Subcommittee on 
Communications and Technology, Committee on Energy and Commerce, Broadband Programs Awards and Risks to 
Oversight, February 10, 2011, pp. 6-7, available at http://www.gao.gov/assets/130/125463.pdf. 
45 Federal Communications Commission, Connecting America: The National Broadband Plan, March 2010, available 
at http://download.broadband.gov/plan/national-broadband-plan.pdf. 
46 See CRS Report R43016, The National Broadband Plan Goals: Where Do We Stand? , by Lennard G. Kruger. 
47 Connecting America: The National Broadband Plan, p. 20. 
48 Ibid., p. 136. 
49 Ibid., p. 139. 
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The other major federal vehicle for funding telecommunications development in rural areas is the 
Universal Service Fund (USF).50 Subsidies provided by USF’s Schools and Libraries Program 
and Rural Health Care Program are used for a variety of telecommunications services, including 
broadband access. While the USF’s High Cost Program does not explicitly fund broadband 
infrastructure, subsidies are used, in many cases, to upgrade existing telephone networks.  
The National Broadband Plan recommended that the Universal Service Fund transition from 
voice service to broadband service. The FCC is currently considering a series of USF reforms. 
For more information on universal service, see CRS Report R42524, Rural Broadband: The Roles 
of the Rural Utilities Service and the Universal Service Fund, by Angele A. Gilroy and Lennard 
G. Kruger. 
Another important component of reaching National Broadband Plan goals is encouraging the 
continuing and accelerating rollout of wireless broadband. In recent years wireless broadband has 
grown faster than any other broadband technology deployment—according to the FCC, the 
number of mobile wireless broadband connections has almost tripled since 2008.51 In his 2011 
State of the Union Address, President Obama set a goal of enabling entities to provide wireless 
broadband to at least 98% of all Americans within five years. Among the ways wireless 
broadband could be further deployed to unserved or underserved areas is through broadband 
funding programs (such as universal service) and by making additional spectrum available to 
providers.52  
Finally, there exist other federal programs that provide financial assistance for various aspects of 
telecommunications and broadband development.53 These include the Rural Broadband Access 
Loan and Loan Guarantee Program, the Community Connect Broadband Grants, and the 
Telecommunications Infrastructure Loan Program at the Rural Utilities Service.54 Those programs 
are ongoing (unlike the ARRA broadband programs) but operate on a smaller scale than the BIP 
program.  
 
                                                 
50 For more information on the Universal Service Fund, see CRS Report RL30719, Broadband Internet Access and the 
Digital Divide: Federal Assistance Programs, by Lennard G. Kruger and Angele A. Gilroy. 
51 In this case, broadband connection is defined as over 200 kbps in one direction. FCC, Internet Access Services, 
Status as of December 31, 2010, October 2011, pp. 24-25, available at http://hraunfoss.fcc.gov/edocs_public/
attachmatch/DOC-310261A1.pdf. 
52 See CRS Report R40674, Spectrum Policy in the Age of Broadband: Issues for Congress, by Linda K. Moore. 
53 See CRS Report RL30719, Broadband Internet Access and the Digital Divide: Federal Assistance Programs, by 
Lennard G. Kruger and Angele A. Gilroy. Also see CRS Report R42524, Rural Broadband: The Roles of the Rural 
Utilities Service and the Universal Service Fund, by Angele A. Gilroy and Lennard G. Kruger. 
54 See CRS Report RL33816, Broadband Loan and Grant Programs in the USDA’s Rural Utilities Service, by Lennard 
G. Kruger. 
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Appendix.  
Table A-1. State-by-State Distribution of All BTOP, SBDD, and BIP Awards 
Total 
Amount 
of Grants 
Number of 
and Loans 
 
Awards 
($millions) 
California 29 
444.3 
Kentucky 20 
315.0 
Texas 32 
312.8 
North Carolina 
18 
278.6 
Oklahoma 27 
277.6 
Missouri 20 
263.5 
Michigan 18 
245.7 
Washington 17 
244.3 
Minnesota 29 
242.3 
Illinois 18 
239.6 
Tennessee 16 
233.9 
Pennsylvania 13 
215.9 
National Awardsa 7 
206.0 
Ohio 20 
202.4 
Louisiana 10 
189.8 
New Mexico 
17 
184.5 
West Virginia 
10 
184.3 
Vermont 7 
174.0 
Wisconsin 23 
171.4 
Georgia 17 
170.7 
Iowa 20 
166.9 
New York 
20 
160.7 
Virginia 16 
154.5 
Colorado 13 
146.5 
Kansas 14 
144.9 
Alabama 15 
142.5 
Alaska 9 
138.8 
Montana 8 
133.4 
Arkansas 8 
128.5 
Mississippi 10 
127.3 
Florida 13 
126.5 
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Total 
Amount 
of Grants 
Number of 
and Loans 
 
Awards 
($millions) 
Maryland 6 
125.0 
Arizona 14 
113.0 
Connecticut 2 
97.6 
North Dakota 
11 
96.1 
Massachusetts 9 
94.5 
American Samoa 
2 
92.9 
Virgin Islands 
4 
67.5 
Nevada 12 
66.7 
Indiana 10 
63.5 
New Hampshire 
7 
54.5 
South Dakota 
8 
53.4 
Oregon 15 
52.7 
New Jersey 
3 
49.7 
Utah 9 
48.9 
South Carolina 
7 
45.4 
Maine 7 
42.6 
Puerto Rico 
3 
41.1 
Hawai  5 
40.4 
Nebraska 6 
31.6 
Idaho 13 
30.5 
District of Columbia 
4 
27.2 
Rhode Island 
3 
24.9 
Wyoming 3 
14.8 
Guam 2 
7.5 
Delaware 2 
5.0 
Northern Mariana Islands 
2 
3.4 
Source: NTIA, The Broadband Technology Opportunities Program: Expanding Broadband Access and Adoption in 
Communities Across America, Overview of Grant Awards, December 2010, available at http://www.ntia.doc.gov/
reports/2010/NTIA_Report_on_BTOP_12142010.pdf.  
Notes: Amounts shown may include the NTIA-estimated per-state share of any awards that impact multiple 
states. For BIP grants and loans, multistate awards (except for the satellite grants) have been split and 
categorized as separate state-specific awards by RUS. BTOP totals include the $293 million in State Broadband 
Data & Development (SBDD) grants distributed to each of the 50 states, five territories, and the District of 
Columbia.  
a.  Four BIP satellite projects, two BTOP Sustainable Broadband Adoption projects, and one BTOP 
Comprehensive Community Infrastructure project.  
 
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Table A-2. State-by-State Per Capita 
 Distribution of BTOP and BIP Awards 
Principal State or 
Grants + Loans 
Population  
Federal Funding per 
Project Area 
Announced ($millions) 
(July 1, 2009) 
Capita ($) 
Vermont 174.0 
621,760 
279.85 
Alaska 138.8 
698,473 
198.72 
North Dakota 
96.1 
646,844 
148.57 
Montana 133.4 
974,989 
136.82 
West Virginia 
184.3 
1,819,777 
101.28 
New Mexico 
184.5 
2,009,671 
91.81 
Oklahoma 277.6 
3,687,050 
75.29 
Kentucky 315.0 
4,314,113 
73.02 
South Dakota 
53.4 
812,383 
65.73 
Iowa 166.9 
3,007,856 
55.49 
Kansas 144.9 
2,818,747 
51.41 
Minnesota 242.3 
5,266,214 
46.01 
District of Columbia 
27.2 
599,657 
45.36 
Arkansas 128.5 
2,889,450 
44.47 
Missouri 263.5 
5,987,580 
44.01 
Mississippi 127.3 
2,951,996 
43.12 
Louisiana 189.8 
4,492,076 
42.25 
New Hampshire 
54.5 
1,324,575 
41.15 
Tennessee 233.9 
6,296,254 
37.15 
Washington 244.3 
6,664,195 
36.66 
Maine 42.6 
1,318,301 
32.31 
Hawai  40.4 
1,295,178 
31.19 
Wisconsin 171.4 
5,654,774 
30.31 
Alabama 142.5 
4,708,708 
30.26 
North Carolina 
278.6 
9,380,884 
29.70 
Colorado 146.5 
5,024,748 
29.16 
Connecticut 97.6 
3,518,288 
27.74 
Wyoming 14.8 
544,270 
27.19 
Nevada 66.7 
2,643,085 
25.24 
Michigan 245.7 
9,969,727 
24.64 
Rhode Island 
24.9 
1,053,209 
23.64 
Maryland 125.0 
5,699,478 
21.93 
Idaho 30.5 
1,545,801 
19.73 
Virginia 154.5 
7,882,590 
19.60 
Illinois 
239.6 12,910,409 
18.56 
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Principal State or 
Grants + Loans 
Population  
Federal Funding per 
Project Area 
Announced ($millions) 
(July 1, 2009) 
Capita ($) 
Nebraska 31.6 
1,796,619 
17.59 
Utah 48.9 
2,784,572 
17.56 
Ohio 202.4 
11,542,645 
17.53 
Georgia 170.7 
9,829,211 
17.37 
Arizona 113.0 
6,595,778 
17.13 
Pennsylvania 215.9 
12,604,767 
17.13 
Massachusetts 94.5 
6,593,587 
14.33 
Oregon 52.7 
3,825,657 
13.78 
Texas 312.8 
24,782,302 
12.62 
California 444.3 
36,961,664 
12.02 
South Carolina 
45.4 
4,561,242 
9.95 
Indiana 63.5 
6,423,113 
9.89 
New York 
160.7 
19,541,453 
8.22 
Florida 126.5 
18,537,969 
6.82 
New Jersey 
49.7 
8,707,739 
5.71 
Delaware 5.0 
885,122 
5.65 
Source: Compiled and calculated by CRS from The Broadband Technology Opportunities Program: Expanding 
Broadband Access and Adoption in Communities Across America, Overview of Grant Awards. Population data is from 
National and State Population Estimates, U.S. Census Bureau. 
 
 
Author Contact Information 
 
Lennard G. Kruger 
   
Specialist in Science and Technology Policy 
lkruger@crs.loc.gov, 7-7070 
 
 
Congressional Research Service 
20 
c11173008