Federal Election Commission: Membership 
and Policymaking Quorum, In Brief 
Updated October 6, 2020 
Congressional Research Service 
https://crsreports.congress.gov 
R45160 
 
  
 
Federal Election Commission: Membership and Policymaking Quorum, In Brief  
 
Summary 
The Federal Election Commission (FEC) is the nation’s civil campaign finance regulator. The 
agency ensures that campaign fundraising and spending is publicly reported; that those regulated 
by the Federal Election Campaign Act (FECA) and by commission regulations comply and have 
access to guidance; and that publicly financed presidential campaigns receive funding.  
The FEC currently is operating without a policymaking quorum because only three of six 
commissioners remain in office. At least four agreeing votes are required to take policymaking or 
enforcement actions. It is unclear when additional nominations and Senate consideration to 
restore a quorum might occur. On September 16, 2020, President Trump nominated election 
lawyer Al en  Dickerson to the commission. If Dickerson or other nominees were confirmed to 
restore at least four commissioners to office, the FEC would again have a policymaking quorum. 
This CRS report briefly explains the kinds of actions that FECA  precludes when a quorum is not 
possible because fewer than four FEC members are in office. Among other powers, without a 
quorum, the commission cannot hold hearings, issue rules, or enforce campaign finance law and 
regulation. Campaign finance law and regulation remain in effect and may be enforced once a 
quorum is restored. Agency operations continue with remaining commissioners and staff. 
The current quorum loss marks the third in the FEC’s history. The second occurred recently, 
between August 31, 2019, and June 5, 2020, when a confirmation briefly restored a fourth 
commissioner to office. In addition, the FEC lacked a policymaking quorum for six months in 
2008. 
This report wil  be updated in the event of substantial changes in the Federal Election 
Commission’s policymaking quorum or the status of commission nominations. 
 
 
 
Congressional Research Service 
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Contents 
Introduction ................................................................................................................... 1 
A Note on Terminology .............................................................................................. 2 
Recent Vacancies and Nomination Activity ......................................................................... 2 
Background on Circumstances Surrounding the Petersen Vacancy..................................... 3 
Background on Circumstances Surrounding the Hunter Vacancy and Other Potential 
Vacancies............................................................................................................... 4 
The Commission, Policymaking, and Appointments ............................................................. 5 
Original, Invalidated Appointment Structure .................................................................. 5 
Current Appointment Structure .................................................................................... 5 
Party Balance and Terms ....................................................................................... 6 
Expired Terms and Holdover Status ........................................................................ 6 
At Least Four Agreeing Votes Required for Most Policymaking........................................ 7 
Historical Note: Loss of Policymaking Quorum in 2008 ............................................. 7 
Concluding Comments .......................................................................................... 8 
 
Tables 
Table 1. Current Federal Election Commissioners and Vacancies ............................................ 2 
 
Contacts 
Author Information ......................................................................................................... 8 
 
Congressional Research Service 
Federal Election Commission: Membership and Policymaking Quorum, In Brief  
 
Introduction 
The Federal Election Commission (FEC) is an independent regulatory agency headed by six 
commissioners. Congress created the FEC in 1974, after controversial fundraising during 1960s 
presidential campaigns and the early 1970s Watergate scandal. The FEC is responsible for 
administering federal campaign finance law and for civil enforcement of the Federal Election 
Campaign Act (FECA).1 The FEC also discloses campaign finance data to the public, conducts 
compliance training, and administers public financing for participating presidential campaigns.  
FECA establishes six-year terms for commission members. Commissioners may continue in 
“holdover” status after those terms end. Commissioners are appointed by the President and are 
subject to Senate confirmation. FECA requires that at least four of the six commissioners vote to 
make decisions on substantive actions. This includes deciding on enforcement actions, advisory 
opinions, and rulemaking matters. Because FECA also requires commission membership 
representing more than one political party, achieving at least four agreeing votes is sometimes 
difficult, even with six members present. Vacancies make the task harder by reducing 
opportunities for a coalition of at least four votes.  
On May 19, 2020, the Senate confirmed James E. “Trey” Trainor III to a seat previously vacated 
by Matthew S. Petersen. The Petersen seat had been vacant since August 31, 2019. With only 
three of six commissioners remaining in office after Petersen’s departure, the FEC lost its 
policymaking quorum. The agency held its first open meeting with a restored policymaking 
quorum on June 18, 2020. 
Trainor’s confirmation marked the end of the longest quorum loss in the FEC’s history, but the 
agency was only briefly restored to its full policymaking capacity. Effective July 3, 2020, 
Republican Commissioner Caroline C. Hunter resigned,2 which again reduced the commission’s 
membership to three and eliminated the possibility of a policymaking quorum. On June 26, the 
same day that Hunter announced her intention to resign, the White House announced the 
President’s intention to nominate Al en  Dickerson, a Republican election lawyer, to the FEC.3 
The Senate received the Dickerson nomination on September 16, 2020.4 
The current quorum loss is the third in the agency’s history. Before the current episode, as noted 
above, the agency also lacked a policymaking quorum between August 2019 and May 2020. In 
2008, the FEC lost its policymaking quorum for six months.  
This report provides a brief overview of policymaking implications when fewer than four Federal 
Election Commissioners remain in office.5 The topic may be relevant for congressional oversight 
of the agency and for Senate consideration of nominees. Other CRS products provide additional 
                                              
1 52 U.S.C.  §§30101-30146. 
2 Federal Election Commission, “Caroline C. Hunter to Depart Federal Election Commission,” press release, June 26, 
2020, https://www.fec.gov/updates/caroline-c-hunter-depart -federal-election-commission/. 
3 T he White House, “President Donald J. T rump Announces Intent to Nominate and Appoint Individuals to Key 
Administration Posts,” press release, June  26, 2020, https://www.whitehouse.gov/presidential-actions/president-donald-
j-trump-announces-intent-nominate-appoint-individuals-key-administration-posts-43/. 
4 See  Presidential Nomination (PN) 2237. It is unclear why there was  a delay between the announced intention to 
nominate and the nomination itself. On reported recent disagreements about whether to fill single  or multiple 
commission vacancies, see, Kenneth P. Doyle, “ Congressional Standoff Could Delay Federal  Election Oversight,” 
September 4, 2019, Bloomberg Government, accessed via CRS  subscription.  
5 T his report supersedes CRS  Report RS22780, The Federal Election Commission (FEC) With  Fewer  than Four 
Mem bers: Overview  of Policy Im plications, by R.  Sam Garrett . 
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information about campaign finance policy, the FEC, and procedural issues.6 This report does not 
provide legal  analysis. 
A Note on Terminology 
The terms FEC, commission, and agency often—including in other CRS products—are used 
interchangeably to refer to the Federal Election Commission. Because this report emphasizes 
policymaking and enforcement duties specified in statute, it general y reserves commission to 
denote appointed members of the FEC, as opposed to agency staff. In this report, agency and 
FEC general y refer to the commission and staff collectively. 
Recent Vacancies and Nomination Activity 
As of this writing, four of six FEC commissioners currently are in office, as shown in Table 1 
below. 
Table 1. Current Federal Election Commissioners and Vacancies 
Commissioner 
Term Expiration 
Date Confirmed 
Party Affiliation 
Vacancy Notes 
James E. “Trey” 
04/30/2023 
05/19/2020 
Republican 
 
Trainor III 
Steven T. 
04/30/2009 
06/24/2008 
Independent 
— 
Walther 
(remains  in holdover 
status) 
El en L. 
04/30/2007 
03/18/2003 
Democrat 
— 
Weintraub 
(remains  in holdover 
status) 
Vacancy 
— 
— 
— 
Previous occupant Ann 
M. Ravel (D); resignation 
effective 02/28/2017 
Vacancy 
— 
— 
— 
Previous occupant Lee E. 
Goodman (R); 
resignation effective 
02/16/2018 
Vacancy 
— 
— 
— 
Previous occupant 
Caroline  C. Hunter (R); 
resignation effective 
07/03/2020; Al en 
Dickerson  (R) 
nominated 09/16/2020 
for term expiring 
04/30/2025 
Source: Legislative  Information System/Congress.gov  nominations database. CRS added party affiliation based 
on FEC publications and press  accounts. 
                                              
6 See,  respectively, CRS  Report R41542, The State of Campaign Finance Policy: Recent Developments and Issues for 
Congress, by R. Sam  Garrett ; CRS  Report R44318, The Federal Election Com m ission: Overview and Selected Issues 
for Congress, by R. Sam  Garrett ; CRS  Report R44319, The Federal Election Com m ission: Enforcem ent Process and 
Selected Issues  for Congress, by R. Sam  Garrett ; and CRS  Report RL31980, Senate Consideration of Presidential 
Nom inations: Com m ittee and Floor Procedure, by Elizabeth Rybicki.  
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Federal Election Commission: Membership and Policymaking Quorum, In Brief  
 
Current and recent vacancies developed as follows: 
  Effective February 28, 2017, Democratic Commissioner Ann M. Ravel resigned, 
leaving the commission with five members.7 Ravel’s term would have expired on 
April 30, 2017. No nominee for the Ravel seat has been announced. 
  On February 7, 2018, Republican Commissioner Lee Goodman announced his 
intention to resign, effective February 16, 2018.8 Once Goodman left the FEC, 
the commission had four remaining members. No nominee for the Goodman seat 
has been announced. 
  As discussed in more detail below, President Trump nominated James E. “Trey” 
Trainor III to Republican Commissioner Matthew S. Petersen’s seat during the 
115th and 116th Congresses. Petersen initial y remained in office, and resigned 
effective August 31, 2019.9 The commission dropped to three members, thus 
losing its policymaking quorum. The Senate confirmed Trainor to the seat on 
May 19, 2020. He was sworn in on June 5, 2020, thus restoring the agency’s 
policymaking quorum.10 
  Also as discussed below, the commission again lost its policymaking quorum 
effective July 3, 2020, when Republican Commissioner Caroline C. Hunter 
resigned. The President nominated Al en  Dickerson for the Hunter seat on 
September 16, 2020. 
Background on Circumstances Surrounding the Petersen Vacancy 
Commissioner Petersen’s departure from the FEC, which preceded the Trainor confirmation, 
ended a two-year period of uncertainty about when a vacancy in his seat might occur. A brief 
description appears below for historical reference. 
  On September 11, 2017, President Trump nominated Petersen for a federal 
judgeship.11 Petersen subsequently withdrew from consideration for the 
judgeship, reportedly writing, “until the time is otherwise appropriate, I look 
forward to returning to my duties at the Federal Election Commission.”12 
Petersen remained on the commission in holdover status until his August 31, 
2019, resignation. 
                                              
7 Federal Election Commission, “Ann Ravel Departs Federal  Election Commission,” press release, February  28, 2017, 
https://www.fec.gov/updates/ann-ravel-departs-federal-election-commission/. 
8 Federal Election Commission, “Lee Goodman to Depart Federal Election Commission,” press release, February  7, 
2018, https://www.fec.gov/updates/lee-goodman-depart -federal-election-commission/. 
9 Federal Election Commission, “Matthew Petersen to Depart Federal Election Commission,” press release, August  26, 
2019, https://www.fec.gov/updates/matthew-petersen-depart-federal-election-commission/. 
10 On the swearing-in  date, see Federal  Election Commission, “James E. T rainor III Sworn In As Commissioner,” press 
release, June 5, 2020, https://www.fec.gov/updates/james-e-trainor-iii-sworn-commissioner/. 
11 See  Presidential Nomination (PN) 1017, https://www.congress.gov/, selecting the “nominations” filter. 
12 Dave Levinthal, “New Hope, New  Problem: Will the Federal Election Commission Shut  Down?”  Center for Public 
Integrity, December 20, 2017, updated February 7, 2018, https://www.publicintegrity.org/2017/12/20/21410/new-hope-
new-problem-will-federal-election-commission-shut-down. For additional discussion,  see, for example, Kenneth P. 
Doyle, “Lawyer With No Courtroom Experience Withdraws as Judge  Nominee,” Daily Report for Executives, 
December 19, 2017, obtained via CRS  electronic subscription. T he circumstances surrounding  the judicial  nomination 
and withdrawal  are beyond the scope of this report. 
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Federal Election Commission: Membership and Policymaking Quorum, In Brief  
 
   After Petersen was nominated13 to the federal judgeship, but before he withdrew 
from consideration for that position, President Trump nominated a replacement 
for Petersen at the FEC. On September 14, 2017, President Trump nominated 
James E. “Trey” Trainor III to the Petersen seat. Petersen continued serving at the 
commission, and the Trainor nomination was returned to the President at the end 
of the first session.14 The White House resubmitted the nomination on January 8, 
2018, at the start of the second session of the 115th Congress, and the nomination 
was returned to the President at the end of the Congress.15 The White House 
resubmitted the Trainor nomination at the beginning of the 116th Congress, and 
again early in the second session of the 116th Congress.16 The Senate Rules and 
Administration Committee held a hearing on the Trainor nomination on March 
10, 2020. It ordered the nomination reported favorably on May 7, 2020. The 
Senate confirmed Trainor to the seat on May 19, 2020.17 
Background on Circumstances Surrounding the Hunter Vacancy 
and Other Potential Vacancies 
Effective July 3, 2020, Republican Commissioner Caroline  C. Hunter resigned,18 which again 
reduced the commission’s membership to three and eliminated the possibility of a policymaking 
quorum.  
  On June 26, the same day that Hunter announced her intention to resign, the 
White House announced the President’s intention to nominate Al en  Dickerson, a 
Republican election lawyer, to the FEC.19 On September 16, 2020, the President 
nominated Dickerson to the Hunter seat.20 
  In addition to the Hunter vacancy, media reports have suggested other potential 
vacancies in recent years. It is unclear when or whether the President might 
nominate new Federal Election Commissioners or when such nominations might 
receive Senate consideration. According to media reports, Democratic Senators 
have recommended Shana Broussard, a Commissioner Walther staffer, for a seat 
                                              
13 See  Presidential Nomination (PN) 1017, https://www.congress.gov/. 
14 See  “Nominations Returned to the Senate,” Congressional Record, daily edition, vol. 163, no. 216 (January 3, 2018), 
pp. S25-S26. T he September 2017 T rainor nomination was one of a large group returned to the President at the end of 
the first session under Senate Rule  XXXI. However, this rule was  waived  for another group of nominations, and these 
were  kept in status quo  into the second session. See  Sen. Mitch McConnell, “Nominations Remaining in Status Quo,” 
remarks in the Senate, Congressional Record, daily  edition, vol. 163, no. 209 (December 21, 2017), p. S8241; and Sen. 
Mitch McConnell, “Nominations Remaining in Status Quo,” remarks in the Senate, Congressional Record, daily 
edition, vol. 163, no. 215 (January 2, 2018), p. S8289. CRS  Specialist  Henry Hogue  provided consultati ons on this 
information. 
15 See  PNs 1024 and 1425, https://www.congress.gov/. 
16 See  PNs 197 and 1600, https://www.congress.gov/. 
17 T he Senate confirmed T rainor with a 49-43 vote. See record vote no. 96. 
18 Federal Election Commission, “Caroline C. Hunter to Depart Federal Election Commission,” press release, June 26, 
2020, https://www.fec.gov/updates/caroline-c-hunter-depart -federal-election-commission/. 
19 T he White House, “President Donald J. T rump Announces Intent to Nominate and Appoint Individuals to Key 
Administration Posts,” press release, June  26, 2020, https://www.whitehouse.gov/presidential-actions/president-donald-
j-trump-announces-intent-nominate-appoint-individuals-key-administration-posts-43/. 
20 See  Presidential Nomination (PN) 2237, https://www.congress.gov/. 
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on the commission.21 Media reports also suggest that there is debate about 
whether the President should restructure the commission by making multiple 
nominations at once.22 
The Commission, Policymaking, and Appointments 
Original, Invalidated Appointment Structure 
Congress original y designed eight positions for the FEC: six commissioners and two nonvoting 
ex officio members (the Clerk of the House and Secretary of the Senate). Under that structure, two 
commissioners were appointed by the President, two by the President pro tempore of the Senate, 
and two by the Speaker of the House.  
Two federal court decisions altered the FEC’s original design. First and most significantly, in 
Buckley v. Valeo (1976) the Supreme Court of the United States invalidated the original 
appointments method, holding that congressional appointments violated the Constitution’s 
Appointments Clause.23 Almost 20 years later, a federal court again found fault with the FEC’s 
appointment structure. In 1993, the U.S. Court of Appeals for the District of Columbia held in 
FEC v. NRA Political Victory Fund that the presence of the two congressional ex officio members 
violated constitutional separation of powers.24 Congress did not amend FECA responding to this 
decision, although the ex officio members are no longer appointed. 
Current Appointment Structure 
In a broad revision of FECA in 1976, undertaken in response to the Buckley decision, Congress 
adopted the current appointment method. Today, al  commissioners are presidential y appointed 
subject to Senate advice and consent.25 Members of the congressional leadership or committees of 
jurisdiction (the House Committee on House Administration and Senate Rules and Administration 
Committee) apparently continue to influence the appointment process.26 
                                              
21 See,  for example, Kenneth P. Doyle, “Push to Revive FEC Could  Curb  Court Action on Campaign Finance,” 
Bloomberg Government , May 6, 2020, https://www.bgov.com/core/news/#!/articles/yBgsgtcC5qRWg9Z5nhBx -Q. 
22 On reported disagreements about whether to fill single  or multiple commission vacancies, see Kenneth P. Doyle, 
“Congressional Standoff Could  Delay Federal Election Oversight,” Bloomberg Government, September 4, 2019; Dave 
Levinthal, “At the Bedraggled FEC, a Clean Slate of Leaders? T he First African-American Commissioner?” Center for 
Public  Integrity, September 11, 2019, https://publicintegrity.org/politics/fec-federal-election-commission-trump-
mcconnell-schumer/; and Arit John, “ T he Federal Agency that Enforces Campaign Finance Laws  Can’t Even Meet. 
Why?” Los Angeles Times, August  5, 2020, https://www.latimes.com/politics/story/2020-08-05/federal-election-
commission-camapign-finance-enforcement. 
23 Buckley is  424 U.S. 1 (1976). For a brief discussion  of the ruling’s  implications for congressional appointments, see 
Congressional Research Service,  Constitution of the United States of Am erica: Analysis and Interpretation , “ Article II-
Executive Department,” https://constitution.congress.gov/search/constitutionannotated. 
24 6 F.3d 821 (D.C. Cir. 1993); cert. denied (513 U.S.  88 (1994)). For legal analysis for Buckley and campaign finance 
issues,  see CRS  Report R43719, Cam paign Finance: Constitutionality of Lim its on Contributions and Expenditures, by 
L. Paige Whitaker. 
25 52 U.S.C.  §30106(a)(1). 
26 Members of the congressional leadership reportedly suggest nominees, although documentation of the practice is 
sparse. In one example, from 2005, Sen. Reid  stated that he was  “very pleased that the president acted today upon my 
two recommendations for Commissioners.” See Sen.  Harry Reid,  “Reid Statement on Nominations to the Federal 
Election Commission,” press release, December 16, 2005. On congressional influence on presidential appointments 
generally, see  CRS  Report R44083, Appointment and Confirm ation of Executive Branch Leadership: An Overview, by 
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Federal Election Commission: Membership and Policymaking Quorum, In Brief  
 
FECA specifies few qualifications for FEC commissioners, noting simply that they “shal  be 
chosen on the basis of their experience, integrity, impartiality, and good judgment.”27 As one 
former general counsel notes, although many commissioners are lawyers, “a commissioner does 
not have to be a lawyer and the commission has a long history of having non-lawyers serve as 
members.”28 Commissioners typical y have experience as congressional staffers, political 
professionals, election lawyers, or some combination thereof. 
Party Balance and Terms 
No more than three commissioners may be affiliated with the same political  party.29 In practice, 
the commission has been divided equal y among Democrats and Republicans, although one 
current commissioner identifies as an independent.30 FECA staggers commissioner terms so that 
two expire every other April 30 during odd-numbered years (e.g., 2019, 2021, etc.).31 This 
arrangement means that, at least as designed, two new commissioners would assume office 
biennial y.  However, the President is under no obligation to make biennial nominations.  
Expired Terms and Holdover Status 
Currently, FEC commissioners may serve a single six-year term.32 As another CRS report 
explains, for some federal boards and commissions, including the FEC, “[a]n individual may be 
nominated and confirmed for a seat for the remainder of an unexpired term in order to replace an 
appointee who has resigned (or died). Alternatively, an individual  might be nominated for an 
upcoming term with the expectation that the new term wil  be underway by the time of 
confirmation.”33 Some FEC commissioners have assumed office when the term for which they 
were nominated was wel  underway. For example, on June 24, 2008, the Senate confirmed 
Donald F. McGahn and Steven T. Walther to terms that expired just 10 months later, on April 30, 
2009.34 Both continued serving in their seats past the expiration of their terms, although they 
could have been replaced through subsequent appointments. 
These and other commissioners could remain in office because FECA permits FEC members to 
serve in “holdover” status, exercising full powers of the office, after their terms expire “until his 
or her successor has taken office as a Commissioner.”35 
                                              
Henry B. Hogue  and Maeve P. Carey.  
27 52 U.S.C.  §30106(a)(3). 
28 Larry Noble, “In Search of Qualified  FEC Commissioners,” Campaign Legal Center blog  posting, June 30, 2015, 
http://www.campaignlegalcenter.org/news/blog/clc-blog-search-qualified-fec-commissioners.  David Mason (1998-
2008) was the most recent non-lawyer, at the time of service, appointed to the commission. 
29 52 U.S.C.  §30106(a)(1). 
30 Steven T . Walther identifies himself as an independent. Sen. Reid  recommended Walther to the commission and 
Walther reportedly worked for Democratic clients before joining the FEC. Walther often votes with Democrats on the 
FEC, although he has emphasized his independence since early in his commission tenure. See,  for example, Matthew 
Murray, “Walther T akes on Washington,” Roll Call online, January 13, 2009, http://www.rollcall.com/news/-31322-
1.html. 
31 52 U.S.C.  §30106(a)(2)(A). 
32 52 U.S.C.  §30106(a)(2)(A). 
33 CRS  Report R44083, Appointment and Confirmation of Executive Branch Leadership: An Overview, by Henry B. 
Hogue  and Maeve P. Carey, p. 11. 
34 “Confirmations,” Congressional Record, vol. 154, part 10 (June 24, 2008), p. 13696. 
35 A commissioner may remain in office after the expiration of his or her term unless or until (1) the President 
nominates, and the Senate confirms, a replacement; or (2) the President, as conditions permit, makes a recess 
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Federal Election Commission: Membership and Policymaking Quorum, In Brief  
 
At Least Four Agreeing Votes Required for Most Policymaking  
FECA requires affirmative votes from at least four commissioners to authorize most 
policymaking or enforcement activity. In particular, this includes 
  holding hearings; 
  making, amending, or repealing rules;  
  initiating  litigation  or defending the agency in litigation,  including appeals; 
  issuing advisory opinions;  
  conducting investigations, and making referrals to other enforcement agencies;  
  approving enforcement actions and audits; and 
  issuing and amending forms (e.g., those used in the disclosure process).36 
Matters without at least four votes for or against an action can have the effect of leaving questions 
of law, regulation, or enforcement unresolved, as some view the issues in question as having been 
neither approved nor rejected.37 
When fewer than four commissioners remain in office, existing campaign law and regulation 
remain in effect. Agency staff and remaining commissioners may continue to provide general 
information, and to prepare for a repopulated commission. In addition, as explained below, the 
commission revised its internal procedures before it last lost a policymaking quorum to clarify 
functions during a quorum loss. 
Historical Note: Loss of Policymaking Quorum in 2008 
The significance of the four-vote threshold first became evident in 2008. Following expired 
recess appointments and amid ongoing Senate consideration of FEC nominations, the agency had 
just two commissioners for the first six months of the year. In late 2007, in anticipation of only 
two commissioners remaining in office in 2008, commissioners amended the FEC’s rules of 
internal procedure to permit executing some duties if the commission lost its four-member 
policymaking quorum. These revisions to the FEC’s Directive 10 permit the commission to 
continue meeting with fewer than four members to approve general public information, such as 
                                              
appointment to the position. For additional discussion  of recess appointments generally, see  CRS  Report RS21308, 
Recess Appointm ents: Frequently Asked Questions, by Henry B. Hogue.  On ability to remain in office until a successor 
takes office, see 52 U.S.C.  §30106(a)(2)(B). Commissioners appointed before December 31, 1997, or announced as 
intended nominees before November 30, 1997, were eligible  for reappointment. See 111 Stat. 1305 and 111 Stat. 2523.  
36 See  52 U.S.C.  §30106(c); 52 U.S.C. §30107(a)(6)-52 U.S.C. §30107(a)(9); and 52 U.S.C. §30109(a). 
37 Campaign lawyers  and some former commissioners have different interpretations of deadlocked votes. In 
enforcement matters, for example, some practitioners view deadlocks  as an opportunity to challenge the boundaries of 
the law  (because  no violation was found), whereas others regard deadlocks  as leaving the issue  unresolved. For 
additional discussion,  see CRS  Report R44319, The Federal Election Com m ission: Enforcem ent Process and Selected 
Issues for Congress, by R.  Sam Garrett . See  also Kenneth P. Doyle, “ Increasing Prevalence of Split FEC Votes On Key 
Issues  Could  Shape Next Campaigns,” Daily Report for Executives, April 9, 2009, p. C-1; Nicholas Confessore, 
“Election Panel Enacts Policies by Not Acting,” The New  York Times, August  26, 2014, p. A1; Brad Smith, What does 
it mean when the Federal Election Commission “Deadlocks”, Center for Competitive Politics blog posting, April 14, 
2009, http://www.campaignfreedom.org/2009/04/14/what -does-it-mean-when-the-federal-election-commission-
deadlocks/;  and Bob  Bauer, ‘Desperate’ at the FEC, Part II: The Risks  of Unintended Consequen ces, More Soft Money 
Hard Law  blog  posting, June 11, 2015, http://www.moresoftmoneyhardlaw.com/2015/06/desperate-fec-part -ii-risks-
unintended-consequences/. 
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educational guides; appoint certain staff; and approve other basic administrative and employment 
matters.38 
During the loss of the commission’s policymaking quorum in 2008, the two remaining 
commissioners (David Mason (R) and El en Weintraub (D)) met publicly to discuss advisory 
opinions, but could not vote to approve or disapprove those opinions. At the time, the 
commissioners explained that although they recognized that the commission lacked a quorum, 
they were attempting to provide general feedback, particularly given the ongoing 2008 election 
cycle. That practice generated some controversy, however, as some practitioners contended that 
remaining commissioners did not have the authority to meet and provide guidance.39 (The 
commission did not hold public discussions such as these during the 2019-2020 quorum loss.)  
After the Senate confirmed nominees in June 2008, the new commissioners faced a backlog of 
enforcement matters, litigation, advisory opinions, and rulemakings to implement portions of the 
Honest Leadership and Open Government Act (HLOGA).40 The commission returned to normal 
operations during the rest of 2008 and throughout 2009.  
Concluding Comments 
When the FEC loses its policymaking quorum, agency operations do not cease. The agency 
remains open for business with remaining commissioners and its regular staff. Previously 
authorized work requiring commission approval may continue. Although new enforcement or 
policy matters cannot advance until a quorum is reconstituted, a repopulated commission could 
consider older matters.41 In addition, the Justice Department may pursue criminal enforcement on 
its own authority, regardless of the FEC’s operating capacity for civil matters.42 
 
Author Information 
 
R. Sam Garrett 
   
Specialist in American National Government 
    
                                              
38 Federal Election Commission, “Rules  of Procedure,” 73 Federal Register  5568, January 30, 2008. Section L (p. 
5570) of the document refers to operations with fewer than four commissioners; that language was  adopted in 
December 2007. 
39 See,  for example, Letter from Donald F. McGahn II, Counsel, People for Pete Domenici, to T homesenia P. Duncan, 
Office of General Counsel,  Federal Election Commission, January 23, 2008, withdrawing advisory opinion request 
2007-36, https://www.fec.gov/data/legal/advisory-opinions/2007-36/. (McGahn was later appointed to the 
commission.) See  also, for example, CBS  News,  “ FEC Fight Leaves Candidates  Hanging,” April 23, 2008, 
https://www.cbsnews.com/news/fec-fight-leaves-candidates-hanging/.  T he FEC’s obligations under  the Administrative 
Procedure Act (APA) are beyond the scope of this report. 
40 For historical background,  see archived CRS  Report RL34324, Campaign Finance: Legislative Developments and 
Policy Issues in the 110th Congress, by R. Sam  Garrett ; and CRS  Report RS22780, The Federal Election Com m ission 
(FEC) With  Fewer than Four Mem bers: Overview  of Policy Im plications, by R. Sam  Garrett .  
41 T he statute of limitations for civil and criminal violations is five years. See  28 U.S.C.  §2462 and 52 U.S.C.  §30145, 
respectively. Other actions, such as rulemaking activities that are already under way, may continue indefinitely. 
However, as noted above, new  rulemakings could  not be initiated or finalized without a quorum.   
42 For an overview of various civil versus  criminal provisions and administration/enforcement in campaigns and 
elections, see CRS  Report R45302, Federal Role in U.S. Cam paigns and Elections: An Overview, by R.  Sam Garrett . 
Congressional Research Service  
 
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Federal Election Commission: Membership and Policymaking Quorum, In Brief  
 
 
 
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Congressional Research Service  
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